Robert James Patterson

Employer firm

Rj Patterson Group CRD 281752

$142M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Purshe Kaplan Sterling
  Albany, NY
• 03/2016 → Present
  Rj Patterson Capital Investment Group, Inc.
  San Diego, CA

Previous Registrations

• 2015-01-28 → 2016-10-19
  Daniel Wealth Advisors
  San Diego, CA
  Corona Del Mar, CA
• 2014-03-20 → 2014-12-31
  Daniel Wealth Advisors
  San Diego, CA
• 2009-06-01 → 2014-04-03
  Morgan Stanley
  San Diego, CA
  San Diego, CA
• 2007-01-12 → 2009-06-01
  Citigroup Global Markets Inc.
  San Diego, CA
• 1999-12-15 → 2007-01-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
  San Diego, CA

Other Businesses

1. RJ Patterson Capital Investment Group, Inc. DBA: RJ Patterson Group-Investment related-402 West Broadway Suite 2600, San Diego, CA 92101-Financial Planning and Investment Management-CEO-3/2016-160 hrs/mth-8 hrs during trading hrs-Runs and manages financial service business

Exams

• S66 Uniform Combined State Law Examination
  1999-06-26

Other Names

• Robert James Patterson
• Robert James Pattereson
• Robert James Patterson
• Robert James Petterson