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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-08-28 |
| CO | RA | APPROVED | 2026-08-11 |
| HI | RA | APPROVED | 2026-07-21 |
| AZ | RA | APPROVED | 2026-03-30 |
| FL | RA | APPROVED | 2026-03-27 |
| CT | RA | APPROVED | 2026-03-21 |
| CA | RA | APPROVED | 2025-11-26 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of San Diego | San Diego | CA | 08/2021 | 05/2025 |
| Hits Llc | Del Mar | CA | 05/2023 | 08/2023 |
| Blenheim Equisports | San Juan Capistrano | CA | 06/2022 | 08/2022 |
| Waterman's Harbor | Dana Point | CA | 06/2021 | 08/2021 |
| Guardian Life Insurance Company | San Diego | CA | 08/2024 | Present |
| Park Avenue Securities | San Diego | CA | 08/2025 | Present |
| Marco Foster Middle School | San Juan Capistrano | CA | 08/2015 | 06/2017 |
| San Juan Hills High School | San Juan Capistrano | CA | 06/2017 | 06/2021 |
1) Insurance other than Guardian-Independent contractor, Nature of Business: Start date: 10/28/2025, Address: 5280 Carroll Canyon Rd Suite 300, San Diego, CA 92121, Duties: Insurance other than Guardian 3 total hours per month; 3 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-19 |
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