Sean William Barwick

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 07/2024
  Equitable Advisors, Llc
  New York, NY
• 06/2025 → Present
  Massmutual Life Insurance Co
  Cockeysville, MD
• 07/2025 → Present
  Mml Investors Services, Llc
  Cockeysville, MD
• 08/2008 → 12/2024
  Full Time Student
  Salisbury, MD
• 06/2021 → 08/2024
  The Local
  Fallston, MD
• 12/2024 → 02/2025
  Unemployed
  Salisbury, MD
• 02/2025 → 05/2025
  Hopper's Tap House
  Salisbury, MD
• 05/2025 → 07/2025
  Unemployed
  Fallston, MD

Other Businesses

(1) NAME: SEAN BARWICK, INV REL: Y, ADD: 11350 MCCORMICK ROAD, EP IV SUITE 200, HUNT VALLEY, MD 21031 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/22/2025, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (2) NAME: SEAN BARWICK INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: SPORTS OFFICIAL POSITION: ASSISTANT COACH START DATE: 08/17/2026 NO HRS/MO: 40 NO/HRS MO DUR TRADING: 1.5 DESCRIBE DUTIES: ASSISTING COACHES FOR CALVERT HALL ATHLETIC TEAM.

Exams

• S66 Uniform Combined State Law Examination
  2025-07-02