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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eck, Schafer And Punke, Llp | Springfield | IL | 07/2022 | Present |
| Land Of Lincoln Goodwill | Springfield | IL | 11/2021 | 07/2022 |
| Blue & Co., Llc | Indianapolis | IN | 08/2014 | 11/2021 |
| Avantax Investment Services Inc. | Springfield | IL | 05/2024 | 09/2025 |
| Avantax Advisory Services | Springfield | IL | 05/2024 | 09/2025 |
| Esp Wealth Management | Springfield | IL | 01/2025 | Present |
| Cetera Wealth Services, Llc | Springfield | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)ECK, SCHAFER & PUNKE, LLP POSITION: Manager NATURE: CPA firm that performs audit, tax, accounting services,wealth management services, retirement planning and estate planning services? for clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2022 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: My duties include preparing and reviewing tax returns including, 1040s, 1041s, 1120s, 1120Ss, 1065s, and 990s. In addition to this I also prepare and review tax projections as well as notice responses. Once licensed, I will be marketing Avantax business under this entity. 2)LOCAL FIRST SPRINGFIELD POSITION: Treasurer NATURE: I am the treasurer of the board for Local First Springfield. The mission of Local First Springfield is to provide consumer education on decisions that affect independent businesses and to encourage spending with local independent businesses in and around Springfield Illinois and Sangamon County.? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 232 Manor Hill Dr, Chatham IL 62629, United States DESCRIPTION: Duties included are: Invoicing members, reconciling bank statements, recording transactions in QuickBooks, reporting financial statements to the board, and ensuring applicable tax returns are filed. 3) ESP WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Referring Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2025 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Meet with clients, work with FAs to make recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
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