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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

227 S 7Th Street, Springfield, IL 62701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eck, Schafer And Punke, Llp Springfield IL 07/2022 Present
Land Of Lincoln Goodwill Springfield IL 11/2021 07/2022
Blue & Co., Llc Indianapolis IN 08/2014 11/2021
Avantax Investment Services Inc. Springfield IL 05/2024 09/2025
Avantax Advisory Services Springfield IL 05/2024 09/2025
Esp Wealth Management Springfield IL 01/2025 Present
Cetera Wealth Services, Llc Springfield IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/2022 → Present
    Eck, Schafer And Punke, Llp
    Springfield, IL
  • 11/2021 → 07/2022
    Land Of Lincoln Goodwill
    Springfield, IL
  • 08/2014 → 11/2021
    Blue & Co., Llc
    Indianapolis, IN
  • 05/2024 → 09/2025
    Avantax Investment Services Inc.
    Springfield, IL
  • 05/2024 → 09/2025
    Avantax Advisory Services
    Springfield, IL
  • 01/2025 → Present
    Esp Wealth Management
    Springfield, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Springfield, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-10-30 → 2025-09-05
    Avantax Advisory Services
    Springfield, IL
    Dallas, TX
Other Businesses

1)ECK, SCHAFER & PUNKE, LLP POSITION: Manager NATURE: CPA firm that performs audit, tax, accounting services,wealth management services, retirement planning and estate planning services? for clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2022 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: My duties include preparing and reviewing tax returns including, 1040s, 1041s, 1120s, 1120Ss, 1065s, and 990s. In addition to this I also prepare and review tax projections as well as notice responses. Once licensed, I will be marketing Avantax business under this entity. 2)LOCAL FIRST SPRINGFIELD POSITION: Treasurer NATURE: I am the treasurer of the board for Local First Springfield. The mission of Local First Springfield is to provide consumer education on decisions that affect independent businesses and to encourage spending with local independent businesses in and around Springfield Illinois and Sangamon County.? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 232 Manor Hill Dr, Chatham IL 62629, United States DESCRIPTION: Duties included are: Invoicing members, reconciling bank statements, recording transactions in QuickBooks, reporting financial statements to the board, and ensuring applicable tax returns are filed. 3) ESP WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Referring Advisor INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2025 ADDRESS: 227 South Seventh Street, Springfield IL 62701, United States DESCRIPTION: Meet with clients, work with FAs to make recommendations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
  • S66 Uniform Combined State Law Examination
    2024-10-30
Other Names
  • Andrew Ryan Pittman
  • Andrew R Pittman

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