Robert Mac Caldwell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-10-18

CO RA
APPROVED

Since 2025-10-18

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Denver , CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Denver	CO	06/2024	08/2024
Chapman University	Orange	CA	08/2021	05/2025
Columbine Country Club	Littleton	CO	05/2022	08/2024
Game-Set-Match Inc.	Centennial	CO	05/2018	08/2020
Jk Mullen High School	Denver	CO	08/2017	05/2021
Ubs Financial Services Inc.	Denver	CO	07/2025	Present
Golf Caddie	Cherry Hills Country Club	CO	05/2017	08/2018
Powell/Aspen Academy	Littleton	CO	07/2015	05/2017

06/2024 → 08/2024

Ubs Financial Services Inc.

Denver, CO
08/2021 → 05/2025

Chapman University

Orange, CA
05/2022 → 08/2024

Columbine Country Club

Littleton, CO
05/2018 → 08/2020

Game-Set-Match Inc.

Centennial, CO
08/2017 → 05/2021

Jk Mullen High School

Denver, CO
07/2025 → Present

Ubs Financial Services Inc.

Denver, CO
05/2017 → 08/2018

Golf Caddie

Cherry Hills Country Club, CO
07/2015 → 05/2017

Powell/Aspen Academy

Littleton, CO

Other Businesses

Columbine Country Club, I will be coaching tennis at my local country club on occasional weekends , United States, I will be teaching kids/adults tennis , Start date 5/16/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-18

S66 Uniform Combined State Law Examination

2025-10-18

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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