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1290 Broadway, Suite 1100, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tommy Bahama | Naples | FL | 07/2021 | 12/2023 |
| Abercrombie And Fitch | Estero | FL | 10/2019 | 06/2020 |
| Abercrombie And Fitch | Estero | FL | 10/2019 | 06/2020 |
| Stonewood Tavern And Grill | Brandon | FL | 07/2018 | 07/2019 |
| Kimpton | Denver | CO | 01/2024 | 07/2024 |
| Rodeo Whip | Deland | FL | 03/2017 | 06/2018 |
| Unemployed | N/A | FL | 06/2018 | 07/2018 |
| Hokkaido | Lithia | FL | 07/2018 | 04/2019 |
| Unemployed | N/A | FL | 07/2019 | 10/2019 |
| Unemployed | N/A | FL | 06/2020 | 07/2021 |
| Unemployed | N/A | FL | 06/2014 | 03/2017 |
| Unemployed | N/A | FL | 12/2023 | 01/2024 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2024 | 01/2025 |
| Ghp Investment Advisors | Denver | CO | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-26 |
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