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Todd Leonard Riopelle

Vanguard Advisers, Inc.

Scottsdale, AZ

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-06-19
TX RA APPROVED 2014-06-03
  • AZ RA
    APPROVED
    Since 2014-06-19
  • TX RA
    APPROVED
    Since 2014-06-03

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/1999 Present
Vanguard Marketing Corporation Scottsdale AZ 04/1999 Present
Vanguard Advisers, Inc. Scottsdale AZ 06/2014 Present
  • 04/1999 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/1999 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 06/2014 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-07
  • S63 Uniform Securities Agent State Law Examination
    1999-05-07
Designations
Other Names
  • Todd L Riopelle

View on SEC IAPD

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