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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-15
AZ RA APPROVED 2026-07-13
IL RA APPROVED 2026-07-13
MD RA APPROVED 2026-07-13
NY RA APPROVED 2026-07-13
OR RA APPROVED 2026-07-13
TX RA APPROVED 2026-06-26
WA RA APPROVED 2026-04-10
PA RA APPROVED 2026-03-30
GA RA APPROVED 2026-01-27
CO RA APPROVED 2025-10-24
HI RA APPROVED 2025-10-24
FL RA APPROVED 2025-09-12
MT RA APPROVED 2025-08-21
NV RA APPROVED 2025-02-18
VA RA APPROVED 2025-02-14
CA RA APPROVED 2024-08-07
  • MI RA
    APPROVED
    Since 2026-07-15
  • AZ RA
    APPROVED
    Since 2026-07-13
  • IL RA
    APPROVED
    Since 2026-07-13
  • MD RA
    APPROVED
    Since 2026-07-13
  • NY RA
    APPROVED
    Since 2026-07-13
  • OR RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-06-26
  • WA RA
    APPROVED
    Since 2026-04-10
  • PA RA
    APPROVED
    Since 2026-03-30
  • GA RA
    APPROVED
    Since 2026-01-27
  • CO RA
    APPROVED
    Since 2025-10-24
  • HI RA
    APPROVED
    Since 2025-10-24
  • FL RA
    APPROVED
    Since 2025-09-12
  • MT RA
    APPROVED
    Since 2025-08-21
  • NV RA
    APPROVED
    Since 2025-02-18
  • VA RA
    APPROVED
    Since 2025-02-14
  • CA RA
    APPROVED
    Since 2024-08-07

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

El Cajon, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company San Diego CA 05/2024 Present
Triad Components Group El Cajon CA 02/2023 03/2024
Full Time Student San Diego & Los Angeles CA 01/2014 05/2024
Park Avenue Securities Llc San Diego CA 06/2024 Present
Guardian Life Insurance Company El Cajon CA 06/2024 Present
Park Avenue Securities Llc El Cajon CA 06/2024 Present
  • 05/2024 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 02/2023 → 03/2024
    Triad Components Group
    El Cajon, CA
  • 01/2014 → 05/2024
    Full Time Student
    San Diego & Los Angeles, CA
  • 06/2024 → Present
    San Diego, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    El Cajon, CA
  • 06/2024 → Present
    El Cajon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-26
  • S66 Uniform Combined State Law Examination
    2024-07-26

View on SEC IAPD

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