Trey Fisher

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-07
CO	RA	APPROVED	2026-04-07

CA RA
APPROVED

Since 2026-04-07
CO RA
APPROVED

Since 2026-04-07

Branch Locations

10901 W Toller Dr Ste 350, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Traverse Wealth Management	Littleton	CO	07/2025	Present
Lpl Financial	Littleton	CO	07/2025	Present
San Jose State University	San Jose	CA	08/2023	05/2025
Ohlone College	Fremont	CA	08/2020	05/2023
Moreau Catholic High School	Hayward	CA	08/2016	05/2020

07/2025 → Present

Traverse Wealth Management

Littleton, CO
07/2025 → Present

Lpl Financial

Littleton, CO
08/2023 → 05/2025

San Jose State University

San Jose, CA
08/2020 → 05/2023

Ohlone College

Fremont, CA
08/2016 → 05/2020

Moreau Catholic High School

Hayward, CA

Other Businesses

1- 09/2025 / Traverse Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-04

S66 Uniform Combined State Law Examination

2026-04-04

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews