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Osaic Advisory Services, LLC CRD 171070
$15.5B regulatory AUM 170 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-02 |
| NM | RA | APPROVED | 2023-03-03 |
| CO | RA | APPROVED | 2022-11-30 |
| MA | RA | APPROVED | 2022-05-23 |
| NC | RA | APPROVED | 2021-03-30 |
| SC | RA | APPROVED | 2021-03-23 |
| MD | RA | APPROVED | 2021-03-09 |
| NJ | RA | APPROVED | 2021-03-08 |
| FL | RA | APPROVED | 2021-03-05 |
| PA | RA | APPROVED | 2021-02-26 |
Branch Locations
635 North 12Th Street 4Th Floor, Lemoyne, PA 17043 • United States
2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Camp Hill | PA | 07/2012 | 03/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Mechanicsburg | PA | 07/2012 | 03/2018 |
| Deibler Insurance Associates, Inc | Carlisle | PA | 08/2012 | 03/2018 |
| Lmst Management | Mechanicsburg | PA | 02/2013 | 03/2018 |
| Bob Craig Youth Foundation | New Cumberland | PA | 01/2005 | 03/2018 |
| Ameriprise Financial Advisors Inc. | Lemoyne | PA | 03/2018 | 02/2021 |
| Triad Advisors | Norcross | GA | 02/2021 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 02/2021 | Present |
| Osaic Wealth, Inc. | Lemoyne | PA | 08/2024 | Present |
1)GL Capital;635 N 12th Street,4th Floor,Lemoyne,PA;dba;registered rep;2/2021;160 hrs/month;6.5 hrs during trading;servicing clients 2)G&L Consulting;not investment related;635 N. 12th Street,4th Floor,Lemoyne,PA;marketing & management firm;assistant;2/2021;40 hrs/month;2 hrs during trading;assist with marketing & scheduling 3)Bob Craig Youth Foundation;not investment related;P.O Box 46;non-profit organization;board of directors;1/2005;5 hrs/month;10 minutes during trading;donate money to youth activities in central PA 4)Deibler Insurance Associates;not investment related;26 Westminster Drive,Carlisle,PA 17013;Erie insurance property and casualty insurance;referral associate;8/2021;4 hrs/month;5 minutes during trading;refer clients to Deibler Insurance for their home,auto,and liability insurance needs and be paid a small fee in return 5)Mike Baker Insurance Consulting Inc;not investment related;12540 Willow Cove Way,Knoxville,TN 37934;impaired risk life,disability,and LTC insurance;referring agent;9/2021;2 hrs/month;refer clients whom have health or physical deficiency but also a need for protection
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-10-12 |
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