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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

9505 Main St, Clarence, NY 14031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Clarence NY 04/2012 Present
Scheff Thompson Cress Investment Group Clarence NY 02/2006 Present
Raymond James Financial Services Advisors Clarence NY 01/2019 Present
  • 04/2012 → Present
    Raymond James Financial Services
    Clarence, NY
  • 02/2006 → Present
    Scheff Thompson Cress Investment Group
    Clarence, NY
  • 01/2019 → Present
    Raymond James Financial Services Advisors
    Clarence, NY
Other Businesses

1) Name of Business: 2605 DCN LLC Address: 854 Amy Drive, Grand Island, NY, 14072, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Warehouse Property Management (2) Name of Business: Scheff Investment Group, LLC Address: 9505 Main St, Clarence, NY, 14031, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 06/01/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate (3) Name of Business: Scheff Liddell Wealth Group Address: 9505 Main St, Clarence, NY, 14031, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Staff

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-20
  • S63 Uniform Securities Agent State Law Examination
    2013-07-20
Other Names
  • Christina M Chiavetta
  • Christina Marie Chiavetta

View on SEC IAPD

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