Mark Emery Johnson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 11/2020
  Massmutual Life Insurance Company
  Clarence, NY
• 05/2016 → 11/2020
  Mml Investors Services, Llc
  Clarence, NY
• 05/2016 → Present
  Johnson & Ghirsig Financial Group
  Clarence, NY
• 09/2021 → Present
  Johnson & Ghirsig Wealth Advisors Llc
  Clarence, NY
• 11/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-07-17 → 2007-12-31
  Thrivent Investment Management Inc.
  Akron, NY
  Clarence, NY
  Akron, NY

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2000 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES (2) NAME OF OTHER BUSINESS: NIAGARA LUTHERAN HEALTH CARE SYSTEM INVESTMENT RELATED: NO ADDRESS: 5949 BROADWAY LANCASTER, NY NATURE OF BUSINESS: ASSISTED LIVING START DATE: 05/2015 POSITION/TITLE/RELATIONSHIP: TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: TRUSTEE (3) NAME OF OTHER BUSINESS: JOHNSON & GHIRSIG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES (4) NAME OF OTHER BUSINESS: CLARENCE CHAMBER OF COMMERCE INVESTMENT RELATED: NO ADDRESS: CLARENCE, NY NATURE OF BUSINESS: CHAMBER OF COMMERCE START DATE: 11/2018 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: DIRECTOR (5) NAME OF OTHER BUSINESS: JOHNSON & GHIRSIG WEALTH ADVISORS LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / CEO ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY TO DAY OPERATIONS ; (6) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: POWER OF ATTORNEY ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: POWER OF ATTORNEY ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: POA FOR FATHER ;

Exams

• S66 Uniform Combined State Law Examination
  2005-07-25
• S63 Uniform Securities Agent State Law Examination
  1999-06-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant