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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
10255 Main Street Ste 13, Clarence, NY 14031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Clarence | NY | 03/2016 | 11/2020 |
| Mml Investors Services, Llc | Clarence | NY | 05/2016 | 11/2020 |
| Johnson And Ghirsig Financial Group | Clarence | NY | 05/2016 | Present |
| Johnson & Ghirsig Wealth Advisors Llc | Clarence | NY | 09/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES (2) NAME OF OTHER BUSINESS: JOHNSON AND GHIRSIG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THIS IS OUR DBA THROUGH OUR CURRENT B/D. WE PLAN ON KEEPING THIS WITH CETERA BEING OUR NEW B/D. START DATE: 5/2016 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR (3) NAME OF OTHER BUSINESS: : JOHNSON AND GHIRSIG WEALTH ADVISORS LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA NAME FOR MARKETING POSITION ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: PARTNER/SECRETARY & TREASURER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR SERVICES ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-15 |
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