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Laura Mary O'GEen

LPl Financial LLC

Clarence, NY

Williamsville, NY

Clarence Center, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-23
NY RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2024-08-23
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

10614 Main Street, Clarence, NY 14031-1619 • United States

7300 Transit Road, Williamsville, NY 14221-6074 • United States

Clarence Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clarence NY 06/2021 Present
M&T Securities, Inc. Buffalo NY 11/1992 06/2021
M & T Bank Buffalo NY 11/1992 Present
  • 06/2021 → Present
    Lpl Financial Llc
    Clarence, NY
  • 11/1992 → 06/2021
    M&T Securities, Inc.
    Buffalo, NY
  • 11/1992 → Present
    M & T Bank
    Buffalo, NY
Previous Registrations
  • 2010-05-07 → 2021-06-09
    M&T Securities, Inc.
    Rochester, NY
    Amherst, NY
    Kenmore, NY
    Cheektowaga, NY
    Amherst, NY
    Amherst, NY
    Buffalo, NY
    Williamsville, NY
    Williamsville, NY
    Williamsville, NY
    Williamsport, PA
    Buffalo, NY
    Cheektowaga, NY
    Clarence, NY
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-20
S63 Uniform Securities Agent State Law Examination 1997-06-13
  • S66 Uniform Combined State Law Examination
    2017-03-20
  • S63 Uniform Securities Agent State Law Examination
    1997-06-13
Other Names
  • Laura Mary Rizzo

View on SEC IAPD

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Other Investors

MARK EMERY JOHNSON
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Jason S Cohen
ROBERT BRUCE COHEN
CHRISTINA MARIE NORMAN
ROBERT HENRY COLE
Ryan J Liddell
MICHELLE HATTEN

Other Offices

CETERA INVESTMENT ADVISERS LLC · Clarence, NY
OSAIC WEALTH, INC. · CLARENCE, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Clarence, NY
PMC WEALTH, LLC · CLARENCE, NY
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Clarence, NY
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Clarence, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
OSAIC WEALTH, INC. · WILLIAMSVILLE, NY

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