Craig Robert Nett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2010-04-19 → 2013-12-02
  Lucia Capital Group
  San Diego, CA
• 2008-12-08 → 2010-08-05
  Raymond J. Lucia Companies, Inc.
  San Diego, CA

Other Businesses

1. 08/31/2015 - CREATIVE INFLUCENCE - TAX PREP/ACCOUNTING/CPA - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/13/2015 - 10 HRS/MO NOT DURING SECS TRDG HRS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-07-07
• S65 Uniform Investment Adviser Law Examination
  2008-11-24