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Curtis James Norwood

Mariner

San Diego, CA

CRD 7913572

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-04
  • CA RA
    APPROVED
    Since 2024-06-04

Branch Locations

11512 El Camino Real Suite 370, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Overland Park KS 06/2022 05/2024
Mariner Wealth Overland Park KS 05/2024 Present
Wal Mart San Diego CA 05/2015 05/2022
  • 06/2022 → 05/2024
    Mariner Wealth
    Overland Park, KS
  • 05/2024 → Present
    Mariner Wealth
    Overland Park, KS
  • 05/2015 → 05/2022
    Wal Mart
    San Diego, CA
Designations
  • Certified Financial Planner
Other Names
  • Cj Norwood

View on SEC IAPD

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