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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-06-25 |
Branch Locations
3636 North Roff Avenue, Oklahoma City, OK 73112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic | Oklahoma City | OK | 02/2025 | Present |
| Capital Asset Management | Oklahoma City | OK | 06/2024 | Present |
| Walgreens | Norman | OK | 07/2019 | 07/2023 |
| The University Of Oklahoma | Norman | OK | 07/2023 | 06/2024 |
| Chris' Express Drug | Oklahoma City | OK | 07/2014 | 04/2019 |
1. SPIRIT OF THE WEST FINANCIAL CORP POSITION: Client Services Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 152 START DATE: 06/03/2024 ADDRESS: 3636 N. Roff Ave, Oklahoma City OK 73112, United States DESCRIPTION: I am a client services associate at Capital Asset Management. No mention is ever made of Spirit of the West. It is just a holding company that I receive my salary through here at Capital Asset Management. 2. OKLAHOMA COUNTY: NOTARY POSITION: Client Services Associate NATURE: Part of my role as a client services representative is to occasionally notarize documents. I became a notary as part of this role. I do not have a business structure of my own for this, nor do I charge for the service. It is simply part of my job here at Capital Asset Management. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/15/2024 ADDRESS: 3636 N. Roff Ave, Oklahoma City OK 73116, United States DESCRIPTION: Some documents that are processed in my role as a client services associate are required to be notarized. I attest as a notary for these documents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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