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Inactive

Riley David Johnson

Cerity Partners LLC

Santa Barbara, CA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

1435 Anacapa Street, Santa Barbara, CA 93101 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Coast Financial, Llc Santa Barbara CA 10/2023 04/2025
Epic Cruises Inc. Santa Barbara CA 05/2023 07/2023
Westmont College Santa Barbara CA 08/2018 05/2023
Unemployed Foothill Ranch CA 04/2014 08/2018
Apriem Advisors Irvine CA 06/2022 08/2022
Cerity Partners Llc New York NY 04/2025 Present
  • 10/2023 → 04/2025
    West Coast Financial, Llc
    Santa Barbara, CA
  • 05/2023 → 07/2023
    Epic Cruises Inc.
    Santa Barbara, CA
  • 08/2018 → 05/2023
    Westmont College
    Santa Barbara, CA
  • 04/2014 → 08/2018
    Unemployed
    Foothill Ranch, CA
  • 06/2022 → 08/2022
    Apriem Advisors
    Irvine, CA
  • 04/2025 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2024-08-06 → 2025-04-04
    West Coast Financial, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-08-05

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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