Best Investors Account Sign in
Inactive

Riley David Johnson

Cerity Partners LLC

Santa Barbara, CA

New York, NY

CRD 7910979

Claim This Profile
Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01

Branch Locations

1435 Anacapa Street, Santa Barbara, CA 93101 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Coast Financial, Llc Santa Barbara CA 10/2023 04/2025
Epic Cruises Inc. Santa Barbara CA 05/2023 07/2023
Westmont College Santa Barbara CA 08/2018 05/2023
Unemployed Foothill Ranch CA 04/2014 08/2018
Apriem Advisors Irvine CA 06/2022 08/2022
Cerity Partners Llc New York NY 04/2025 Present
  • 10/2023 → 04/2025
    West Coast Financial, Llc
    Santa Barbara, CA
  • 05/2023 → 07/2023
    Epic Cruises Inc.
    Santa Barbara, CA
  • 08/2018 → 05/2023
    Westmont College
    Santa Barbara, CA
  • 04/2014 → 08/2018
    Unemployed
    Foothill Ranch, CA
  • 06/2022 → 08/2022
    Apriem Advisors
    Irvine, CA
  • 04/2025 → Present
    New York, NY
Previous Registrations
  • 2024-08-06 → 2025-04-04
    West Coast Financial, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-08-05

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Santa Barbara, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor