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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-17
MD RA APPROVED 2024-07-13
  • TX RA
    APPROVED
    Since 2024-07-17
  • MD RA
    APPROVED
    Since 2024-07-13

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 04/2024 Present
Rise Lutherville MD 07/2022 04/2024
Marist College Poughkeepsie NY 08/2021 01/2023
T Rowe Price Owings Mills MD 03/2021 08/2021
Old Navy Lutherville MD 05/2017 02/2021
Marist College Poughkeepsie NY 08/2016 05/2020
  • 04/2024 → Present
    Hunt Valley, MD
  • 07/2022 → 04/2024
    Rise
    Lutherville, MD
  • 08/2021 → 01/2023
    Marist College
    Poughkeepsie, NY
  • 03/2021 → 08/2021
    T Rowe Price
    Owings Mills, MD
  • 05/2017 → 02/2021
    Old Navy
    Lutherville, MD
  • 08/2016 → 05/2020
    Marist College
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
  • S66 Uniform Combined State Law Examination
    2024-07-11
Other Names
  • John William Peper

View on SEC IAPD

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