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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-24
TX RA APPROVED 2025-09-24
  • CA RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED
    Since 2025-09-24

Branch Locations

4820 Irvine Blvd, Irvine, CA 92620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 09/2025 Present
Jpmorgan Chase Bank, N.A. Irvine CA 09/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irvine CA 05/2022 09/2025
Bank Of America Irvine CA 05/2022 09/2025
Orange People Irvine CA 01/2020 04/2022
Unemployed Irvine CA 09/2015 12/2019
La Korean Festival Los Angeles CA 10/2025 10/2025
  • 09/2025 → Present
    Irvine, CA
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 05/2022 → 09/2025
    Irvine, CA
  • 05/2022 → 09/2025
    Bank Of America
    Irvine, CA
  • 01/2020 → 04/2022
    Orange People
    Irvine, CA
  • 09/2015 → 12/2019
    Unemployed
    Irvine, CA
  • 10/2025 → 10/2025
    La Korean Festival
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-09
  • S66 Uniform Combined State Law Examination
    2023-10-09
Other Names
  • Sofia Hong

View on SEC IAPD

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