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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-16

Branch Locations

12121 Scripps Summit Dr #100, San Diego, CA 92131 • United States

San Diego, CA • United States

3636 Camino Del Rio N #230, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wendy Phillips Insurance Agency San Diego CA 03/2024 Present
State Farm Vp Management Corp San Diego CA 05/2024 Present
Renee Murphy Insurance Agency San Diego CA 06/2017 Present
Dave Murphy Insurance Agency San Diego CA 06/2017 Present
James Cassady Insurance Agency Santee CA 08/2016 05/2017
State Farm Investment Management Corp San Diego CA 01/2025 Present
  • 03/2024 → Present
    Wendy Phillips Insurance Agency
    San Diego, CA
  • 05/2024 → Present
    State Farm Vp Management Corp
    San Diego, CA
  • 06/2017 → Present
    Renee Murphy Insurance Agency
    San Diego, CA
  • 06/2017 → Present
    Dave Murphy Insurance Agency
    San Diego, CA
  • 08/2016 → 05/2017
    James Cassady Insurance Agency
    Santee, CA
  • 01/2025 → Present
    San Diego, CA
Other Businesses

1) Wendy Phillips' Insurance Agency; Investment-related; 3636 Camino Del Rio N Ste 230 San Diego CA 92108; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 06/15/2017; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2024-07-05
  • S65 Uniform Investment Adviser Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2024-07-05

View on SEC IAPD

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