Inactive

Jeffrey Scott Fields

Integrated Wealth Concepts LLC

Claim This Profile

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2024-05-02

CA RA
APPROVED_RES

Since 2024-05-02

Branch Locations

2050 Main Street Suite 1300, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Windes, Inc	Irvine	CA	01/2011	Present
Integrated Wealth Concepts	Waltham	MA	04/2024	Present

01/2011 → Present

Windes, Inc

Irvine, CA
04/2024 → Present

Integrated Wealth Concepts

Waltham, MA

Other Businesses

1. 01/2011 - WINDES INC - CPA FIRM - PARTNER - NON-INV RELATED - AT REPORTED LOCATION(S) - 160 HOURS PER WEEK/160 HOURS PER SECURITIES TRADING HOURS

View on SEC IAPD

Other Firms

VISTA POINT ASSET MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

GALLAGHER FIDUCIARY ADVISORS, LLC

EQUITABLE ADVISORS, LLC

VANDERBILT ADVISORY SERVICES

THE BALDWIN GROUP WEALTH ADVISORS, LLC

BENEFIT FINANCIAL SERVICES GROUP

STRATOS WEALTH PARTNERS, LTD

Other Investors

ANH THICAM NGUYEN

Wade Allen Jones

Sylvia Yoonhee Ahn

Adam Jehad Salman

Charles Edward Gallagher

Other Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA

PRINCIPAL SECURITIES, INC. · IRVINE, CA

GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

EQUITABLE ADVISORS, LLC · IRVINE, CA

GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

INTEGRATED WEALTH CONCEPTS LLC · IRVINE, CA

EQUITABLE ADVISORS, LLC · IRVINE, CA

VANDERBILT ADVISORY SERVICES · Irvine, CA

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor