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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tustin | CA | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Tustin | CA | 06/2025 | Present |
| Rayliant Global Advisors | Irvine | CA | 08/2018 | 04/2022 |
| Solomon And Associates | Irvine | CA | 05/2024 | 06/2025 |
| Zhong Rui Investment Corp | Irvine | CA | 12/2022 | 04/2024 |
| East West Bank | Pasadena | CA | 04/2022 | 11/2022 |
| Unemployed | Boston | MA | 06/2015 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-24 |
| S66 | Uniform Combined State Law Examination | 2023-12-20 |
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