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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-07 |
| OH | RA | APPROVED | 2025-03-18 |
| IN | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Cincinnati | OH | 06/2024 | Present |
| Guardian Life Insurance Company | Cincinnati | OH | 06/2024 | Present |
| Meadowwood Golf Course | Hebron | KY | 03/2015 | 06/2024 |
| Boone County Schools | Hebron | KY | 08/2013 | 06/2024 |
1. Name: Cashier/Starter at Meadowwood Golf Course, Start Date: 05/13/2013, Address: 1911 Golf Club Dr. Burlington, KY 41005, 25 total hours per month; 5 during securities trading hours, Not investment related, Less than 10% annual compensation, 2. Independence Business Association, Start Date: 1/1/2025, Address: 2001 Jackwoods Parkway, Independence, KY 41051, 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 3. Rooms with Love-Board Member, Start Date: 1/1/26, Nature: Non-profit that acquires donated furniture & uses it to fill houses for individuals who can't buy furniture, Address: 5900 Centenial Cir #110 Florence KY 41042, Duties: Work with other board members to grow the non-profit, 1 total hour per month; 0 during securities trading hours, Non-Investment Related, 4. AmSpirit Networking Group-President, Start Date: 2/1/26, Nature: Networking Group, Address: 3801 Circollo Dr. Covington KY 41017, Duties: Leading the meetings & introducing guests and new members during the meeting, 4 total hours per month; 0 during securities trading hours, Non-Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
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