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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-27 |
| TX | RA | APPROVED | 2025-06-27 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tokyo Fish Market | Berkeley | CA | 05/2023 | 04/2024 |
| Full Time Education | Berkeley | CA | 09/2022 | 05/2023 |
| Colchis Capital Management | San Francisco | CA | 05/2022 | 09/2022 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 05/2024 | 04/2025 |
| Morgan Stanley | Greenwood Village | CO | 05/2025 | Present |
| Bo's Automotive | Richmond | CA | 04/2020 | 10/2021 |
| Full Time Education | Albany | CA | 08/2005 | 04/2020 |
| Full Time Education | Berkeley | CA | 10/2021 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-18 |
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