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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-28
  • AZ RA
    APPROVED
    Since 2025-10-28

Branch Locations

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Tempe AZ 08/2021 10/2022
Charles Schwab Phoenix AZ 06/2024 08/2024
Full Time Education Scottsdale AZ 08/2018 05/2021
Full Time Education Scottsdale AZ 06/2015 05/2018
Full Time Education Tempe AZ 07/2023 05/2024
Full Time Education Tempe AZ 08/2024 05/2025
Azig Llc Scottsdale AZ 10/2022 06/2023
Charles Schwab & Co., Inc. Scottsdale AZ 07/2025 Present
  • 08/2021 → 10/2022
    Full Time Education
    Tempe, AZ
  • 06/2024 → 08/2024
    Charles Schwab
    Phoenix, AZ
  • 08/2018 → 05/2021
    Full Time Education
    Scottsdale, AZ
  • 06/2015 → 05/2018
    Full Time Education
    Scottsdale, AZ
  • 07/2023 → 05/2024
    Full Time Education
    Tempe, AZ
  • 08/2024 → 05/2025
    Full Time Education
    Tempe, AZ
  • 10/2022 → 06/2023
    Azig Llc
    Scottsdale, AZ
  • 07/2025 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24

View on SEC IAPD

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