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Michael Aric Chamberlain

Cetera Investment Advisers LLC

San Diego, CA

CRD 3217674

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-10
CA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2022-03-10
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

655 W Broadway 11Th Fl, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities San Diego CA 08/2013 09/2022
Cetera Advisors Llc Denver CO 08/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
First Allied Advisory Services, Inc. San Diego CA 08/2013 11/2020
  • 08/2013 → 09/2022
    First Allied Securities
    San Diego, CA
  • 08/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2020 → Present
    Schaumburg, IL
  • 08/2013 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
Previous Registrations
  • 2013-08-06 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    San Diego, CA
  • 2008-01-03 → 2013-08-06
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
Other Businesses

DOLORES CHAMBERLAIN; CO-EXECUTOR; FIDUCIARY POSITION; START DATE 10/01/2015; 4 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
S63 Uniform Securities Agent State Law Examination 2000-10-20
  • S66 Uniform Combined State Law Examination
    2007-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-10-20

View on SEC IAPD

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