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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-05 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-08-07 |
Branch Locations
16 E Main St, Floor 02, Mount Kisco, NY 10549 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 06/2016 | 08/2019 |
| Wells Fargo Clearing Services, Llc | New York | NY | 06/2016 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | West Harrison | NY | 08/2019 | Present |
| J.P. Morgan Securities Llc | West Harrison | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-07 |
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