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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-17
AL RA APPROVED 2024-08-02
  • TX RA
    APPROVED
    Since 2024-09-17
  • AL RA
    APPROVED
    Since 2024-08-02

Branch Locations

601 Madison Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Albany GA 04/2024 Present
Regions Bank Albany GA 08/2022 03/2024
Draffin Tucker Albany GA 08/2021 07/2022
Draffin Tucker Albany GA 06/2019 07/2022
Draffin Tucker Albany GA 08/2017 05/2019
University Of Alabama - Birmingham Birmingham AL 08/2015 07/2017
  • 04/2024 → Present
    Albany, GA
  • 08/2022 → 03/2024
    Regions Bank
    Albany, GA
  • 08/2021 → 07/2022
    Draffin Tucker
    Albany, GA
  • 06/2019 → 07/2022
    Draffin Tucker
    Albany, GA
  • 08/2017 → 05/2019
    Draffin Tucker
    Albany, GA
  • 08/2015 → 07/2017
    University Of Alabama - Birmingham
    Birmingham, AL
Other Businesses

(1)Name of Business: BNI Address: 2100 Rideout Road SW, Huntsville, AL, 35808, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Run weekly networking meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-01
  • S66 Uniform Combined State Law Examination
    2024-08-01
Other Names
  • Joe Pierce

View on SEC IAPD

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