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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-26
  • CO RA
    APPROVED
    Since 2024-11-26

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cclc Upc Child Development Center Los Angeles CA 05/2015 06/2019
Wfg Woodland Hills CA 06/2019 12/2023
Transamerica Woodland Hills CA 06/2019 12/2023
Summit Global Investments Bountiful UT 12/2023 10/2024
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
  • 05/2015 → 06/2019
    Cclc Upc Child Development Center
    Los Angeles, CA
  • 06/2019 → 12/2023
    Wfg
    Woodland Hills, CA
  • 06/2019 → 12/2023
    Transamerica
    Woodland Hills, CA
  • 12/2023 → 10/2024
    Summit Global Investments
    Bountiful, UT
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-12
S65 Uniform Investment Adviser Law Examination 2024-05-09
  • S63 Uniform Securities Agent State Law Examination
    2024-10-12
  • S65 Uniform Investment Adviser Law Examination
    2024-05-09

View on SEC IAPD

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