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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 01/2025 | Present |
| United Iowa Financial | Iowa City | IA | 03/2024 | Present |
| Univerisity Of Iowa | Iowa City | IA | 06/2020 | 05/2024 |
| Whitey's Ice Cream | Coralville | IA | 06/2014 | 06/2020 |
| Greenstate Credit Union | Iowa City | IA | 05/2022 | 08/2022 |
| Cedar Rapids Bank And Trust | Cedar Rapids | IA | 05/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-27 |
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