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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-25
TX RA APPROVED 2022-10-25
  • IA RA
    APPROVED
    Since 2022-10-25
  • TX RA
    APPROVED
    Since 2022-10-25

Branch Locations

4865 Rapid Creed Road Ne, Iowa City, IA 52240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrity Insurance & Investments Coralville IA 11/2003 Present
Cambridge Investment Research, Inc Fairfield IA 11/2011 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2022 Present
Other Businesses

1) INTEGRITY INSURANCE AND INVESTMENTS CORP. 106 W. MAIN STREET WEST BRANCH, IA 52358, 03/2003, INSURANCE AGENT FOR FIXED INSURANCE SALES, WITH VARIOUS INSURANCE COMPANIES. INV REL, 60 HR/MO 60HR/MO TRADING 2) GRACE COMMUNITY CHURCH FINANCE TEAM. NORTH LIBERTY, IA. 05/2015, PART OF THE TEAM THAT LOOKS AT THE CHURCH BUDGET AND MAKE SUGGESTIONS. 1 HR/MO, NONE DURING TRADING. NON-PROFIT. 3) FAITH ACADEMY, 1030 CROSS PARK AVE IOWA CITY IA 52240, 02/2022, Committee Member, Volunteer, INV REL, 6 HR/MO 6 HR/MO TRADING 4) FAITH ACADEMY BOARD, 1030 CROSS PARK AVE IOWA CITY IA 52240, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 4 HR/MO 0 HR/MO TRADING 5) INTEGRITY FINANCIAL, 4865 Rapid Creek Road NE, Iowa City IA 52240, United States, 10/16/2024, Owner, DBA Name, INV REL, 160 HR/MO 160 HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-24
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10
Other Names
  • Tony Luneckas

View on SEC IAPD

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