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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-09-29 |
Branch Locations
673 Westbury Drive Suite 101, Iowa City, IA 52245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Advisors, Inc. | Hiawatha | IA | 06/2016 | 08/2017 |
| Raymond James Financial Services, Inc. | Iowa City | IA | 09/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Iowa City | IA | 09/2017 | Present |
(1)Name of Business: James Investment Group, Inc. Address: 673 Westbury Dr Ste 101, Iowa City, IA, 52245, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/11/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Registered Service Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-16 |
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