Riley Elizabeth Gardam Larson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2017
  Securian Financial Advisors, Inc.
  Hiawatha, IA
• 09/2017 → Present
  Raymond James Financial Services, Inc.
  Iowa City, IA
• 09/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Iowa City, IA

Previous Registrations

• 2016-10-20 → 2017-08-22
  Securian Financial Services, Inc.
  Cedar Rapids, IA

Other Businesses

(1)Name of Business: James Investment Group, Inc. Address: 673 Westbury Dr Ste 101, Iowa City, IA, 52245, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/11/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Registered Service Associate

Exams

• S66 Uniform Combined State Law Examination
  2016-09-16

Other Names

• Riley Elizabeth Gardam
• Riley Elizabeth Larson