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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-25
IL RA APPROVED 2024-03-14
IA RA APPROVED 2018-08-13
  • CA RA
    APPROVED
    Since 2024-09-25
  • IL RA
    APPROVED
    Since 2024-03-14
  • IA RA
    APPROVED
    Since 2018-08-13

Branch Locations

343 Scott Court, Iowa City, IA 52245-3952 • United States

La Quinta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolina Espinoza Insurance Agency Iowa City IA 02/2007 Present
State Farm Vp Management Corp. Iowa City IA 02/2007 Present
State Farm Investment Management Corp. Iowa City IA 05/2013 03/2017
State Farm Investment Management Corp Iowa City IA 08/2018 Present
Previous Registrations
Other Businesses

1) Carolina Espinoza's Insurance Agency; Insurance Agency; Investment-related; 343 Scott Ct Iowa City, IA 52245-3952; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/2007; 80; 80; Service customers and supervise employees. 2) P & E, LLC; Investment-related; 343 Scott Ct., Iowa City, IA 52245; Investment or Commercial Property; Owner; Owner; 3/1/2009; 1; 0; lease half of building, manage business. 3) Scott Court Association; Non-investment-related; 343 Scott Ct Iowa City IA 52245; Taking over Treasurer for the Scott Court Owners Association; Board Member; Treasurer; 04/01/2023; 1; 0; make deposits in the checking account, control of the checkbook, review bank statements, pay bills/co-signor on checking account, assisting with collecting of dues and paying snow removal for the Scott Court Owners Association.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-12
  • S63 Uniform Securities Agent State Law Examination
    2006-06-12
Designations
Other Names
  • Carolina Espinoza

View on SEC IAPD

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