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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-05
IA RA APPROVED 1999-10-20
  • TX RA
    APPROVED_RES
    Since 2006-10-05
  • IA RA
    APPROVED
    Since 1999-10-20

Branch Locations

1580 Mall Drive Suite A, Iowa City, IA 52240 • United States

Iowa City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Iowa City IA 09/2005 03/2020
Ameriprise Financial Services, Llc Iowa City IA 03/2020 Present
Other Businesses

Business Ownership; Real Money, Inc; ; Real Money, Inc is an entity that owns the office building we operate out of.; 1580 Mall Drive Iowa City IA, ,; Investment-Related; 12/31/2016; 1 to 9 hours per month; 1 to 9 during trading hours / B&G Capital; ; entity to own investments with brother and father; 655 S Governor St Iowa City IA 52240, ,; ; 01/01/2003; 0 hours per month; / The Stuart Group, LLC; Member; Real Estate Holding Company; 1806 E Court St, , Iowa City, IA, 52245; Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours / Northstar Holdings, LLC; Shareholder; See answer in item 3.3.9 above.; 11819 Miracle Hills Drive Suite 101, , Omaha, NE, 68154; Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours / Momentum Partners, LLC; Management; Established for expense management purposes, shared operational infrastructure, and continuity planning among team members; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Successful Living; Board Member; 409 Highway 1 West Iowa City IA 52240, ,; ; 01/01/2005; 1 to 9 hours per month; / HFHC, LLC; Board Member; 500 Cougar Ridge, Troy ID 83871, ,; ; 10/11/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Mica Mountain Pines; Board Member; 42 Springvale Road, , Whanganui, , , NZL; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Momentum Partners, LLC; shareholder - management; ; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours / Northstar Holdings, LLC; Partner - Shareholder; ; 11819 Miracle Hills Drive Suite 101, , Omaha, NE, 68154; Investment-Related; 09/15/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-13
  • S66 Uniform Combined State Law Examination
    1999-09-13
Other Names
  • Luc Prottsman
  • Luke Prottsman

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