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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
CO RA APPROVED 2024-09-19
  • TX RA
    APPROVED
    Since 2026-02-19
  • CO RA
    APPROVED
    Since 2024-09-19

Branch Locations

3204 N. Academy Blvd Ste 310, Colorado Springs, CO 80917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolhouse Brewing Marietta GA 02/2024 03/2024
Nickelodeon Nyc NY 05/2014 03/2024
Self Employed Nyc NY 08/2013 08/2018
Self Employed Smyrna GA 09/2018 03/2024
Cetera Advisors Llc St Cloud MN 03/2024 09/2024
Millenium Financial Group Colorado Springs CO 03/2024 Present
Cetera Advisors Llc St. Cloud MN 09/2024 Present
Cetera Investment Advisers Llc Shaumberg IL 09/2024 Present
  • 02/2024 → 03/2024
    Schoolhouse Brewing
    Marietta, GA
  • 05/2014 → 03/2024
    Nickelodeon
    Nyc, NY
  • 08/2013 → 08/2018
    Self Employed
    Nyc, NY
  • 09/2018 → 03/2024
    Self Employed
    Smyrna, GA
  • 03/2024 → 09/2024
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Millenium Financial Group
    Colorado Springs, CO
  • 09/2024 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 09/2024 → Present
    Shaumberg, IL
Other Businesses

1.NAME OF OTHER BUSINESS: MILLENIUM FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 25, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
  • S66 Uniform Combined State Law Examination
    2024-09-17
Other Names
  • Drew Nissen

View on SEC IAPD

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