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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-05 |
| TX | RA | APPROVED | 2025-11-05 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Note Productions | Thornton | CO | 08/2018 | 09/2020 |
| Fidelity Investments | Greenwood Village | CO | 02/2024 | Present |
| Autopay | Denver | CO | 04/2021 | 11/2022 |
| Unemployed | Denver | CO | 11/2023 | 02/2024 |
| Unemployed | Denver | CO | 11/2022 | 07/2023 |
| Unemployed | Denver | CO | 09/2020 | 11/2020 |
| Total Quality Logistics | Denver | CO | 07/2023 | 11/2023 |
| American Income Life | Aurora | CO | 11/2020 | 03/2021 |
| Natural Grocers | Colorado | CO | 11/2012 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-23 |
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