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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-17
  • FL RA
    APPROVED
    Since 2024-10-17

Branch Locations

11550 Majestic Palms Blvd, Fort Myers, FL 33908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Fort Myers FL 10/2016 Present
G.H. Bass Fort Myers FL 09/2008 09/2016
Fifth Third Securities Fort Myers FL 02/2024 Present
  • 10/2016 → Present
    Fifth Third Bank
    Fort Myers, FL
  • 09/2008 → 09/2016
    G.H. Bass
    Fort Myers, FL
  • 02/2024 → Present
    Fifth Third Securities
    Fort Myers, FL
Other Businesses

eBay - Online; Fort Myers, FL 33919 - online sales - seller - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-16
S63 Uniform Securities Agent State Law Examination 2024-05-23
  • S65 Uniform Investment Adviser Law Examination
    2024-10-16
  • S63 Uniform Securities Agent State Law Examination
    2024-05-23

View on SEC IAPD

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