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Nicole Hawthorne

Schwab Wealth Advisory, Inc.

Minneapolis, MN

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-22
  • MN RA
    APPROVED
    Since 2026-07-22

Branch Locations

7825 Washington Avenue S, Minneapolis, MN 55439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nebraska Book Company Lincoln NE 06/2021 09/2021
Assurity Lincoln NE 05/2020 05/2021
Cole's Salon And Spa Eagan MN 04/2016 12/2018
Van Wagenen Financial Services Eden Prairie MN 06/2018 08/2018
Unemployed Lincoln NE 05/2021 06/2021
Beauty First Lincoln NE 10/2018 05/2019
Full Time Education Lincoln NE 05/2019 05/2020
Beauty First Omaha NE 09/2021 03/2024
Charles Schwab & Co., Inc Edina MN 03/2024 Present
Schwab Wealth Advisor Inc Edina MN 07/2026 Present
  • 06/2021 → 09/2021
    Nebraska Book Company
    Lincoln, NE
  • 05/2020 → 05/2021
    Assurity
    Lincoln, NE
  • 04/2016 → 12/2018
    Cole's Salon And Spa
    Eagan, MN
  • 06/2018 → 08/2018
    Van Wagenen Financial Services
    Eden Prairie, MN
  • 05/2021 → 06/2021
    Unemployed
    Lincoln, NE
  • 10/2018 → 05/2019
    Beauty First
    Lincoln, NE
  • 05/2019 → 05/2020
    Full Time Education
    Lincoln, NE
  • 09/2021 → 03/2024
    Beauty First
    Omaha, NE
  • 03/2024 → Present
    Charles Schwab & Co., Inc
    Edina, MN
  • 07/2026 → Present
    Schwab Wealth Advisor Inc
    Edina, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
S63 Uniform Securities Agent State Law Examination 2024-08-22
  • S66 Uniform Combined State Law Examination
    2026-04-16
  • S63 Uniform Securities Agent State Law Examination
    2024-08-22

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
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