Emily Rose Allee

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-06-26

WI RA
APPROVED

Since 2024-06-26

Branch Locations

900 Elm Grove Rd., Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bmo Investment Services	Elm Grove	WI	02/2024	Present
Bmo Bank	Whitefish Bay	WI	10/2021	02/2024
Bmo Bank	Kenosha	WI	06/2016	10/2021
Lpl Financial	Elm Grove	WI	02/2024	Present

02/2024 → Present

Bmo Investment Services

Elm Grove, WI
10/2021 → 02/2024

Bmo Bank

Whitefish Bay, WI
06/2016 → 10/2021

Bmo Bank

Kenosha, WI
02/2024 → Present

Lpl Financial

Elm Grove, WI

Other Businesses

1- 02/01/2024 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related 2- 02/01/2024 / EmiIy AlIee - Notary / Notary / Investment Related / 1 hr mth / 0 hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-21

S66 Uniform Combined State Law Examination

2024-06-21

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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