John Gerard Sobiech

Current Employers

Employment History

• 12/2009 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 05/2019 → Present
  Elmbrook Associates
  Elm Grove, WI
• 12/2012 → 05/2019
  Annex Wealth Management, Llc
  Elm Grove, WI
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Elm Grove, WI

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Elm Grove, WI
• 2009-12-16 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Elm Grove, WI
  Elm Grove, WI
• 2012-12-06 → 2019-04-30
  Annex Wealth Management, Llc
  Brookfield, WI
• 2009-09-08 → 2009-12-22
  Lpl Financial Llc
  Brookfield, WI
• 2002-10-03 → 2009-09-08
  Waterstone Financial Group, Inc.
  Brookfield, WI
  Boston, MA
  Brookfield, WI
• 2002-10-16 → 2003-12-31
  Sterling Portfolio Allocation Service Inc
  Brookfield, WI
• 1993-02-11 → 2002-10-03
  Ffp Advisory Services Inc
  Brookfield, WI

Other Businesses

1. 05/2025-Elmbrook Associates, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 03/01/2019- 5 Hours Per Month- 5 Hours During Trading 2. 05/2025- Elmbrook Associates, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/01/2019- 160 Hours Per Month- 130 Hours During Trading 3. 12/22/2025 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 4. 12/22/2025 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5. 03/20/2026-Elmbrook Financial-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/18/2026-160hrs/mth-160hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1984-05-04