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Michael Allen Dearing

LPl Financial LLC

Elm Grove, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-05-01
  • WI RA
    APPROVED
    Since 2025-05-01

Branch Locations

12700 W Bluemound Rd Ste 105, Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2019 03/2021
Johnson Controls Milwaukee WI 02/2013 05/2025
Elmbrook Associates Elm Grove WI 05/2019 Present
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Elm Grove WI 05/2025 Present
  • 01/2019 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 02/2013 → 05/2025
    Johnson Controls
    Milwaukee, WI
  • 05/2019 → Present
    Elmbrook Associates
    Elm Grove, WI
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Elm Grove, WI
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Elm Grove, WI
  • 2019-03-13 → 2021-04-01
    Grove Point Investments, Llc
    Elm Grove, WI
Other Businesses

1. 05/2025- Elmbrook Associates, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/02/2019- 160 Hours Per Month- 130 Hours During Trading 2. 05/2025- Elmbrook Associates, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/12/2019- 5 Hours Per Month- 5 Hours During Trading 3. 12/10/2025 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 4. 12/10/2025 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5. 04/06/2026 - Elmbrook Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-12
  • S66 Uniform Combined State Law Examination
    2019-03-12
Other Names
  • Mike A Dearing

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