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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-01 |
Branch Locations
12700 W Bluemound Rd Ste 105, Elm Grove, WI 53122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 01/2019 | 03/2021 |
| Johnson Controls | Milwaukee | WI | 02/2013 | 05/2025 |
| Elmbrook Associates | Elm Grove | WI | 05/2019 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Elm Grove | WI | 05/2025 | Present |
1. 05/2025- Elmbrook Associates, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/02/2019- 160 Hours Per Month- 130 Hours During Trading 2. 05/2025- Elmbrook Associates, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/12/2019- 5 Hours Per Month- 5 Hours During Trading 3. 12/10/2025 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 4. 12/10/2025 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5. 04/06/2026 - Elmbrook Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
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