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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-01 |
Branch Locations
12700 W Bluemound Rd Ste 105, Elm Grove, WI 53122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Muskego-Norway School District | Muskego | WI | 04/2008 | 04/2018 |
| Grove Point Investments, Llc | Rockville | MD | 12/2009 | 05/2025 |
| Annex Wealth Management, Llc | Elm Grove | WI | 05/2012 | 05/2019 |
| Elmbrook Associates | Elm Grove | WI | 05/2019 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Elm Grove | WI | 05/2025 | Present |
1. 05/01/2025-Elmbrook Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/2019- 152 Hours Per Month- 152 Hours During Trading 2. 05/01/2025- Elmbrook Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2019- 8 Hours Per Month- 8 Hours During Trading 3. 04/06/2026 - Elmbrook Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 160 hours per month/ during trading 4. 04/06/2026 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5. 04/06/2026 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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