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Dean Arthur Strom

LPl Financial LLC

Elm Grove, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-05-01
  • WI RA
    APPROVED
    Since 2025-05-01

Branch Locations

12700 W Bluemound Rd Ste 105, Elm Grove, WI 53122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Muskego-Norway School District Muskego WI 04/2008 04/2018
Grove Point Investments, Llc Rockville MD 12/2009 05/2025
Annex Wealth Management, Llc Elm Grove WI 05/2012 05/2019
Elmbrook Associates Elm Grove WI 05/2019 Present
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Elm Grove WI 05/2025 Present
  • 04/2008 → 04/2018
    Muskego-Norway School District
    Muskego, WI
  • 12/2009 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2012 → 05/2019
    Elm Grove, WI
  • 05/2019 → Present
    Elmbrook Associates
    Elm Grove, WI
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    Elm Grove, WI
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Elm Grove, WI
    Rockville, MD
  • 2009-12-16 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Elm Grove, WI
    Elm Grove, WI
  • 2012-05-07 → 2019-04-30
    Brookfield, WI
  • 2009-09-08 → 2009-12-22
    Brookfield, WI
  • 2002-09-24 → 2009-09-08
    Waterstone Financial Group, Inc.
    Brookfield, WI
    Boston, MA
    Brookfield, WI
Other Businesses

1. 05/01/2025-Elmbrook Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/2019- 152 Hours Per Month- 152 Hours During Trading 2. 05/01/2025- Elmbrook Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2019- 8 Hours Per Month- 8 Hours During Trading 3. 04/06/2026 - Elmbrook Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 160 hours per month/ during trading 4. 04/06/2026 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5. 04/06/2026 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-28
  • S63 Uniform Securities Agent State Law Examination
    2000-02-28

View on SEC IAPD

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