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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-05-01 |
Branch Locations
12700 W Bluemound Rd Ste 105, Elm Grove, WI 53122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 01/2010 | 03/2021 |
| Annex Wealth Management, Llc | Elm Grove | WI | 06/2012 | 04/2019 |
| Elmbrook Associates | Elm Grove | WI | 05/2019 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Elm Grove | WI | 05/2025 | Present |
1 - 05/2025 - Elmbrook Associates - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 120 Hours During Trading - At reported business location(s). 2 - 05/2025 - Elmbrook Associates - Non-Variable Insurance - Inv Related - 8 Hours/Month - 8 Hours During Trading - Elm Grove, WI - OBA Start Date: 06/27/2019. 3 - 04/06/2026 - Elmbrook Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 160 hours per month/ during trading 4 - 04/06/2026 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading 5 - 04/06/2026 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-14 |
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