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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-11-13
  • HI RA
    APPROVED
    Since 2024-11-13

Branch Locations

999 Bishop Street 2Nd Floor, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Honolulu HI 02/2024 Present
Punahou School Honolulu HI 06/2017 07/2017
Punahou School Honolulu HI 06/2018 07/2018
Colorado Mesa Univeristy Grand Junction CO 08/2019 06/2020
Robert Hy Leong And Co. Honolulu HI 06/2019 08/2019
N&K Cpas Inc. Honolulu HI 06/2020 07/2020
Colorado Mesa University Grand Junction CO 08/2020 06/2021
N&K Cpas Inc. Honolulu HI 06/2021 02/2024
Iolani School Honolulu HI 04/2014 06/2017
Colorado Mesa University Honolulu HI 07/2017 05/2021
First Hawaiian Bank Honolulu HI 02/2024 Present
First Hawaiian Advisors Honolulu HI 02/2024 Present
Raymond James Financial Services Advisors, Inc Honolulu HI 11/2024 Present
  • 02/2024 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 06/2017 → 07/2017
    Punahou School
    Honolulu, HI
  • 06/2018 → 07/2018
    Punahou School
    Honolulu, HI
  • 08/2019 → 06/2020
    Colorado Mesa Univeristy
    Grand Junction, CO
  • 06/2019 → 08/2019
    Robert Hy Leong And Co.
    Honolulu, HI
  • 06/2020 → 07/2020
    N&K Cpas Inc.
    Honolulu, HI
  • 08/2020 → 06/2021
    Colorado Mesa University
    Grand Junction, CO
  • 06/2021 → 02/2024
    N&K Cpas Inc.
    Honolulu, HI
  • 04/2014 → 06/2017
    Iolani School
    Honolulu, HI
  • 07/2017 → 05/2021
    Colorado Mesa University
    Honolulu, HI
  • 02/2024 → Present
    First Hawaiian Bank
    Honolulu, HI
  • 02/2024 → Present
    First Hawaiian Advisors
    Honolulu, HI
  • 11/2024 → Present
    Honolulu, HI
Other Businesses

(1)Name of Business: First Hawaiian Advisors DBA Address: 705 Kailua Rd, Kailua, HI, 96734, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/19/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Assisting our First Hawaiian Advisors' Advisors with day-to-day tasks. (2)Name of Business: First Hawaiian Bank Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813-4457, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 02/19/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Faxing out forms to Insurance carriers. Assisting bank employees with day-to-day tasks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-14
  • S66 Uniform Combined State Law Examination
    2024-10-14

View on SEC IAPD

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