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Diana C. Verity

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-29
TX RA APPROVED 2024-03-28
  • FL RA
    APPROVED
    Since 2024-03-29
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Fort Lauderdale FL 02/2024 Present
Jpmorgan Securities Llc Fort Lauderdale FL 02/2024 Present
Pnc Bank Fort Lauderdale FL 08/2018 12/2023
Bb&T Fort Lauderdale FL 05/2015 08/2018
Unemployed Plantation FL 01/2024 01/2024
  • 02/2024 → Present
    Jpmorgan Chase Bank Na
    Fort Lauderdale, FL
  • 02/2024 → Present
    Jpmorgan Securities Llc
    Fort Lauderdale, FL
  • 08/2018 → 12/2023
    Pnc Bank
    Fort Lauderdale, FL
  • 05/2015 → 08/2018
    Bb&T
    Fort Lauderdale, FL
  • 01/2024 → 01/2024
    Unemployed
    Plantation, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-28
  • S66 Uniform Combined State Law Examination
    2024-03-28
Other Names
  • Diana Cecilia Rodriguez
  • Diana Cecilia Verity

View on SEC IAPD

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Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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