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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-17
  • NC RA
    APPROVED
    Since 2024-05-17

Branch Locations

418 S Stratford Rd, Winston Salem, NC 27103 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Burlington NC 02/2024 Present
Wells Fargo Bank, Na Burlington NC 10/2010 Present
Other Businesses

DOOR DASH; NOT INV RELATED;SAN FRANCISCO,CA; FOOD DELIVERY SERVICES; DRIVER; START DATE: 05/31/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-17
S63 Uniform Securities Agent State Law Examination 2024-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-17
  • S63 Uniform Securities Agent State Law Examination
    2024-04-25
Other Names
  • Leigh Ludwig Clinard
  • Leigh Parker Ludwig

View on SEC IAPD

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