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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-25
  • FL RA
    APPROVED
    Since 2025-11-25

Branch Locations

13720 Cypress Terrace Cir Ste 302, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winn-Dixie Groceries Fort Myers FL 09/2014 10/2018
Stir Crazy Estero FL 10/2018 12/2019
Tgi Friday's Estero FL 12/2019 03/2020
Ruby Tuesday's Fort Myers FL 03/2022 04/2024
Retirement Advisors Fort Myers FL 12/2024 Present
Unemployed Fort Myers FL 03/2020 03/2022
Cetera Advisors Llc St Cloud MN 02/2024 12/2024
Cetera Advisors Llc St Cloud MN 12/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2025 Present
  • 09/2014 → 10/2018
    Winn-Dixie Groceries
    Fort Myers, FL
  • 10/2018 → 12/2019
    Stir Crazy
    Estero, FL
  • 12/2019 → 03/2020
    Tgi Friday's
    Estero, FL
  • 03/2022 → 04/2024
    Ruby Tuesday's
    Fort Myers, FL
  • 12/2024 → Present
    Retirement Advisors
    Fort Myers, FL
  • 03/2020 → 03/2022
    Unemployed
    Fort Myers, FL
  • 02/2024 → 12/2024
    Cetera Advisors Llc
    St Cloud, MN
  • 12/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RETIREMENT ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 12/2024 POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN APX NUMBER OF HOURS PER WEEK: 32 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: CALL CLIENTS TO CONFIRM APPOINTMENTS, ANSWER BASIC CLIENT QUESTIONS. CALL INSURANCE COMPANIES TO ACQUIRE POLICY INFORMATION FOR OUR REGISTERED REPRESENTATIVES, TAKE NOTES DURING CLIENT MEETINGS AND TRANSCRIBE THOSE NOTES INTO OUR RECORDS, PROCESS CLIENT PAPERWORK, SORT AND FILE PAPERWORK, GREET CLIENTS IN PERSON AND PREPARE WHATEVER THEY MIGHT NEED PRIOR TO MEETINGS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-06
  • S66 Uniform Combined State Law Examination
    2025-11-06

View on SEC IAPD

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