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Alec Leverenz Finn

Oxford Financial Group, Ltd

Minneapolis, MN

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-02-12
  • MN RA
    APPROVED
    Since 2024-02-12

Branch Locations

225 South Sixth Street Suite 2600, Minneapolis, MN 55402 • United States

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford Financial Group, Ltd. Carmel IN 04/2021 Present
Srs Acquiom Minneapolis MN 11/2020 03/2021
Unemployed Minneapolis MN 04/2020 10/2020
Srs Acquiom Minneapolis MN 08/2019 04/2020
Us Bank Minneapolis MN 07/2017 08/2019
Us Bank St. Paul MN 01/2016 07/2017
Us Navy Minneapolis MN 01/2011 01/2019
  • 04/2021 → Present
    Oxford Financial Group, Ltd.
    Carmel, IN
  • 11/2020 → 03/2021
    Srs Acquiom
    Minneapolis, MN
  • 04/2020 → 10/2020
    Unemployed
    Minneapolis, MN
  • 08/2019 → 04/2020
    Srs Acquiom
    Minneapolis, MN
  • 07/2017 → 08/2019
    Us Bank
    Minneapolis, MN
  • 01/2016 → 07/2017
    Us Bank
    St. Paul, MN
  • 01/2011 → 01/2019
    Us Navy
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-05
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05

View on SEC IAPD

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