Best Investors Account Sign in

Prabhvinder Singh Sarai

Ameriprise Financial Services, LLC

Roseville,, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-04
  • CA RA
    APPROVED
    Since 2025-02-04

Branch Locations

1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Roseville CA 02/2024 Present
Turkey Creek Golf Club Lincoln CA 08/2022 05/2024
Goodwill Industries Loomis CA 09/2016 07/2020
Sacramento State Univeristy Sacramento CA 01/2022 12/2023
Sierra College Rocklin CA 08/2016 01/2022
  • 02/2024 → Present
    Ameriprise Financial Services, Llc
    Roseville, CA
  • 08/2022 → 05/2024
    Turkey Creek Golf Club
    Lincoln, CA
  • 09/2016 → 07/2020
    Goodwill Industries
    Loomis, CA
  • 01/2022 → 12/2023
    Sacramento State Univeristy
    Sacramento, CA
  • 08/2016 → 01/2022
    Sierra College
    Rocklin, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-03
  • S66 Uniform Combined State Law Examination
    2025-02-03

View on SEC IAPD

Other Firms

CONCORDE ASSET MANAGEMENT, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
GAYLORD WEALTH MANAGEMENT, LLC
PEDICORD WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.
BRIDGEPORT FINANCIAL SOLUTIONS
AMERITAS ADVISORY SERVICES, LLC

Other Investors

Stephanie Ann Venturella
Jessica Lynn Van Dyke
MICHAEL EDWARD RODEGERDTS
JOHN ANTHONY KOVALEK
Eric Randal Graves
Connor David Schlecht
Maxwell James Morris
James Orchard

Other Offices

CONCORDE ASSET MANAGEMENT, LLC · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
J.P. MORGAN SECURITIES LLC · ROSEVILLE,, CA
EDWARD JONES · ROCKLIN, CA
GAYLORD WEALTH MANAGEMENT, LLC · ROCKLIN, CA
PEDICORD WEALTH MANAGEMENT, LLC · ROCKLIN, CA
OSAIC WEALTH, INC. · ROCKLIN, CA
BRIDGEPORT FINANCIAL SOLUTIONS · Roseville, CA

More in Roseville,, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor